科研项目全生命周期风险评价指标体系构建研究

摘要：

【目的】科研项目在经费管理、人员配置、进度把控和成果质量等方面面临多重风险交织的挑战。系统识别各阶段风险，构建风险评价指标体系，是确保项目顺利完成的重要保障。【方法】遵循科学性、全面性、可操作性的原则，通过文献调研、企业访谈、专家研讨等方法，构建了风险评价指标体系。【结果】构建的评价指标体系覆盖3个一级指标，14个二级指标，45个三级指标，能够客观反映科研项目全生命周期所面临的各类风险。【结论】构建的面向申报阶段、执行阶段、验收阶段全生命周期的风险评价指标体系，有助于推动科研项目风险管理从被动响应转向主动防控，有助于项目按时高质量完成，有助于确保研发连续性、成果有效实施。

Abstract:

[Objective] Research projects face the challenge of intertwined multiple risks in areas such as funding management, personnel allocation, schedule control, and output quality. Systematically identifying risks at each stage and constructing a risk evaluation index system are important guarantees for successful project completion. [Methods] Following the principles of scientific rigor, comprehensiveness, and operability, this study constructed a risk evaluation index system and calculated the weights of indicators at each level using methods including literature review, the interview of companies, and expert discussion. [Results] The constructed evaluation index system covers 3 first-level indicators, 14 second-level indicators, and 45 third-level indicators, and is capable of objectively reflecting the various risks encountered throughout the entire lifecycle of a scientific research project. [Conclusion] This study establishes a risk evaluation index system covering the entire project lifecycle, including the application, implementation, and acceptance stages. This system helps shift the risk management of research projects from a passive response to active prevention, assists in the on-time and high-quality completion of projects,and helps ensure research continuity and the effective implementation of outcomes.

引用格式：李亚，宁秀丽，陆小伟，等. 科研项目全生命周期风险评价指标体系构建研究[J]. 标准化学报，2026(11): 24-29.

基金项目：本文受国家重点研发计划课题“产品安全事件演化态势感知与风险预警技术”（课题编号：2024YFC3307803）资助。

作者简介：李亚，硕士，高级工程师，研究方向为风险管理标准化。宁秀丽，通信作者，硕士，高级工程师，研究方向为风险管理标准化。